When the SEC or Texas State Securities Board is investigating you or your company, you need experienced attorneys that know what to expect, and how best to defend against it.

BESW’s attorneys have decades of experience in SEC and TSSB investigations and enforcement actions, and have represented numerous companies and individuals in these, and in the Wells Notice process. One of our attorneys also spent 14 years trying cases for the SEC before going into private practice.

Because of our experience in this area, major D&O carriers have approved our engagement on behalf of individual executives or employees, where there is the possibility of a conflict between the company and the executive/employee.